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Andrew Jardine

UBS Securities LLC

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About Andrew Jardine

Andrew Jardine is a financial advisor with over 15 years of experience in the industry. Andrew is currently registered with UBS Securities LLC and previously held positions at Moelis & Company LLC, KeyBanc Capital Markets Inc., Pacific Crest Securities LLC, Pulse Trading, Inc., and Canaccord Adams Inc. Andrew has a wide range of experience in the financial services industry and has a strong commitment to providing his clients with personalized financial advice.

Firm Information

Andrew Jardine is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Jardine’s Registration & Firm History

MA

03/22/2024 - Present

UBS Securities LLC (BOSTON MA)

MA

08/07/2017 - 02/06/2024

MOELIS & COMPANY LLC (BOSTON MA)

MA

04/13/2015 - 07/12/2017

KEYBANC CAPITAL MARKETS INC. (BOSTON MA)

NY

05/03/2010 - 04/13/2015

PACIFIC CREST SECURITIES LLC (NEW YORK NY)

MA

01/29/2010 - 05/03/2010

PULSE TRADING, INC. (BOSTON MA)

MA

02/20/2008 - 11/19/2008

CANACCORD ADAMS INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 06/02/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2008

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/19/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Jardine.
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