Unclaimed
Andrew Jardine is a financial advisor with over 15 years of experience in the industry. Andrew is currently registered with UBS Securities LLC and previously held positions at Moelis & Company LLC, KeyBanc Capital Markets Inc., Pacific Crest Securities LLC, Pulse Trading, Inc., and Canaccord Adams Inc. Andrew has a wide range of experience in the financial services industry and has a strong commitment to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
03/22/2024 - Present
UBS Securities LLC (BOSTON MA)
MA
08/07/2017 - 02/06/2024
MOELIS & COMPANY LLC (BOSTON MA)
MA
04/13/2015 - 07/12/2017
KEYBANC CAPITAL MARKETS INC. (BOSTON MA)
NY
05/03/2010 - 04/13/2015
PACIFIC CREST SECURITIES LLC (NEW YORK NY)
MA
01/29/2010 - 05/03/2010
PULSE TRADING, INC. (BOSTON MA)
MA
02/20/2008 - 11/19/2008
CANACCORD ADAMS INC. (BOSTON MA)
BC
Issued 06/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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