Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Traw is a financial advisor with over 7 years of experience in the industry. Andrew is registered with Fidelity Personal And Workplace Advisors and has a Series 7, Series 6, Series 63, and Series 65 licenses. Andrew has experience providing financial planning services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/02/2024 - Present
Fidelity Personal AND Workplace Advisors (LOS GATOS CA)
CA
11/23/2016 - 04/06/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MORGAN HILL CA)
CA
01/27/2016 - 11/18/2016
WELLS FARGO ADVISORS, LLC (SAN JOSE CA)
CA
01/31/2014 - 08/14/2014
FINANCIAL TELESIS INC (SAN JOSE CA)
IA
Issued 03/11/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/30/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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