Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Siegel is a financial advisor with over 30 years of experience in the industry. Currently, Andrew is a registered representative with Raymond James & Associates, Inc., where Andrew has been since July 2023. Prior to that, Andrew worked for Wells Fargo Clearing Services, LLC and Morgan Stanley. Andrew is licensed to provide investment advice in several states including Arizona, Texas, and others. Andrew holds multiple professional licenses and designations including Series 3, 7, 8, 24, 31, 63, and 65 licenses. Andrew's expertise includes financial planning, portfolio management for businesses and individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
07/25/2023 - Present
Raymond James & Associates, Inc. (SCOTTSDALE AZ)
AZ
10/05/2012 - 07/25/2023
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
AZ
06/01/2009 - 10/24/2012
MORGAN STANLEY (SCOTTSDALE AZ)
AZ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SCOTTSDALE AZ)
AZ
06/30/2000 - 04/02/2007
MORGAN STANLEY DW INC. (SCOTTSDALE AZ)
MI
07/08/1992 - 07/28/2000
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 04/24/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/1994
Series 24 - General Securities Principal Examination
BC
Issued 05/19/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2004
Series 3 - National Commodity Futures Examination
BC
Issued 04/01/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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