Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew James Shimp is a registered investment advisor representative with Captrust, a firm headquartered in Raleigh, NC. Andrew has been in the industry since June 2003 and has worked for several firms prior to Captrust. Andrew is a Series 63, 65 and 7 licensed representative with the firm. Andrew is also a SIE licensed representative. Andrew holds a current registration with the state of Iowa and is registered with the firm in Iowa, Missouri and Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IA
04/09/2015 - Present
Captrust (West Des Moines IA)
IA
04/28/2006 - 12/17/2010
SECURIAN FINANCIAL SERVICES, INC. (WEST DES MOINES IA)
CO
09/22/2004 - 04/13/2006
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
IA
04/21/2003 - 08/30/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 08/08/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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