Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Platt is a financial professional with over 10 years of experience in the financial services industry. Andrew is registered with Northwestern Mutual Investment Services, LLC and holds several securities licenses including Series 7, 6, 63, and 65. He is also a Series 26 principal. Andrew's experience and expertise allow him to provide a wide range of financial services, including investment advice, insurance, and financial planning. Andrew serves clients in multiple states including Ohio, California, Indiana, Florida, and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
01/01/2010 - Present
Northwestern Mutual Investment Services, LLC (Beavercreek OH)
IA
Issued 01/22/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/28/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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