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Andrew James Paolini

Principal Advised Services

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About Andrew James Paolini

Andrew Paolini is an investment advisor representative with Principal Advised Services. He is a registered investment advisor representative in Iowa and North Carolina. Andrew has been in the financial services industry since 2012. Prior to joining Principal Advised Services, Andrew worked at Wells Fargo Clearing Services, LLC. Andrew holds a Series 6, 7, 9, 10, 63, and 65 licenses. He is also a member of the Charlotte Adult Baseball League where he serves as Treasurer.

Firm Information

Andrew Paolini is currently registered with Principal Advised Services. Principal Advised Services is a registered investment advisor based in Des Moines, IA. They offer portfolio management for individuals and selection of other advisors. The firm manages $569,489,941 in regulatory assets under management, primarily for individuals other than high-net-worth individuals. They also have a wrap fee program.
Principal Advised Services

655 9TH STREET

DES MOINES, IA 50309

$569.49M

Assets Under Management

1,268

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Paolini’s Registration & Firm History

IA

06/23/2023 - Present

Principal Advised Services (DES MOINES IA)

NC

06/05/2012 - 06/25/2021

WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 07/03/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/13/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/2020

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/29/2019

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2014

Series 7 - General Securities Representative Examination

BC

Issued 06/04/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew James Paolini.
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