Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew James Palmer is a financial advisor currently registered with UBS Financial Services Inc. Andrew has been in the industry since September 18, 1984. Prior to UBS Financial Services Inc., Andrew was registered with KIDDER, PEABODY & CO. INCORPORATED, THE FELDMAN INVESTMENT GROUP, INC., and SEI FINANCIAL SERVICES COMPANY. Andrew has a wide range of licenses including Series 63, Series 65, Series 7 and SIE. Andrew is licensed in a variety of states and also offers advisory services in Texas. The advisor is located at the Chicago office of UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
06/01/2017 - Present
UBS Financial Services Inc. (CHICAGO IL)
NY
05/25/1990 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IL
11/29/1988 - 11/21/1989
THE FELDMAN INVESTMENT GROUP, INC. (CHICAGO IL)
NA
10/20/1983 - 06/30/1988
SEI FINANCIAL SERVICES COMPANY
IA
Issued 03/03/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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