Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew James Murphy is a financial advisor currently registered with Wells Fargo Securities, LLC. Andrew has over 15 years of experience in the financial industry and holds a variety of licenses and designations, including Series 3, 7, 24, 63, and SIE. Andrew is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Andrew was previously employed by Morgan Stanley & Co. Incorporated and Morgan Stanley Distribution, Inc.. Andrew's clients benefit from his extensive experience and knowledge of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/23/2008 - Present
Wells Fargo Securities, LLC (New York NY)
NY
10/03/2007 - 05/02/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
02/23/2007 - 10/19/2007
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
03/28/2006 - 03/12/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 05/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2021
Series 4 - Registered Options Principal Examination
BC
Issued 11/13/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2008
Series 3 - National Commodity Futures Examination
BC
Issued 03/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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