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Andrew James Mitchell

Charles Schwab & CO., Inc.

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About Andrew James Mitchell

Andrew James Mitchell is a financial advisor with Charles Schwab & CO., Inc. Andrew Mitchell is licensed to provide investment advice in Illinois. Andrew Mitchell has been in the financial industry since October 4, 2020. Previously, Andrew Mitchell was registered with TD Ameritrade, Inc. Andrew Mitchell holds Series 3, 7TO, and 63 securities licenses and a Series 65 Investment Advisor license. Andrew Mitchell's specializations include Wrap Fee Programs and Financial Planning. Andrew Mitchell is also affiliated with Charles Schwab Bank, SSB.

Firm Information

Andrew Mitchell is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Andrew Mitchell’s Registration & Firm History

IL

07/13/2023 - Present

Charles Schwab & CO., Inc. (South Barrington IL)

IL

10/05/2020 - 05/19/2024

TD AMERITRADE, INC. (CHICAGO IL)

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Licenses & Designations

IA

Issued 07/12/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/13/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2022

Series 3 - National Commodity Futures Examination

BC

Issued 10/05/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/10/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew James Mitchell.
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