Unclaimed
Andrew McNaughtan is a licensed securities professional with over 8 years of experience in the financial services industry. Andrew is currently registered with Wells Fargo Securities, LLC and previously held a position with Morgan Stanley & Co. LLC. Andrew holds the Series 99 and the SIE exams and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/12/2024 - Present
Wells Fargo Securities, LLC (New York NY)
NY
09/01/2015 - 02/15/2024
MORGAN STANLEY & CO. LLC (New York NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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