Unclaimed
Andrew James Maffucci is a financial professional with over 17 years of experience in the industry. Andrew is currently registered with Truist Securities, Inc. His previous roles include positions at WELLS FARGO SECURITIES, LLC and BANC OF AMERICA SECURITIES LLC. Andrew is licensed to conduct business in all 50 states and the District of Columbia. Andrew holds the Series 7, 63, 79, and 99 securities licenses. Andrew specializes in Investment Banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/01/2023 - Present
Truist Securities, Inc. (CHARLOTTE NC)
NC
08/11/2009 - 04/25/2023
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
05/01/2006 - 08/06/2009
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 06/03/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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