Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew James Krause is a registered representative with Finalis Securities LLC. Andrew has been in the securities industry since 2011 and holds Series 3, 7, 63, 65, 79TO, 82TO and SIE licenses. Andrew is registered in Alabama, District of Columbia, Florida, Georgia, Illinois, and Ohio. Previous employers include Oberon Securities, LLC, Stillpoint Capital, LLC and M Holdings Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/06/2023 - Present
Finalis Securities LLC (New York NY)
NY
12/02/2018 - 12/08/2022
OBERON SECURITIES, LLC (NEW YORK NY)
FL
11/03/2015 - 08/16/2018
STILLPOINT CAPITAL, LLC (TAMPA FL)
FL
11/15/2011 - 05/01/2014
M HOLDINGS SECURITIES, INC. (NAPLES FL)
BC
Issued 04/29/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/21/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/26/2022
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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