Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Keating is an experienced financial advisor with a focus on providing comprehensive wealth management services. With over 28 years in the financial industry, Andrew has a proven track record of success in helping individuals and families achieve their financial goals. Andrew has been a registered representative with Osaic Wealth, Inc. since January 2024 and is also affiliated with other firms such as LPL Financial LLC, Woodbury Financial Services, Inc., and Financial Resources Group Investment Services, LLC. Andrew holds Series 6, 7, 63 and 66 licenses as well as the SIE. Andrew specializes in financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/19/2024 - Present
Osaic Wealth, Inc. (MANHASSET NY)
NY
11/23/2022 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (MANHASSET NY)
NY
05/27/2008 - 12/05/2022
LPL FINANCIAL LLC (JAMAICA NY)
NY
04/24/2018 - 11/28/2022
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (JAMAICA NY)
NY
02/13/1998 - 05/27/2008
IFMG SECURITIES, INC. (LONG ISLAND CITY NY)
IL
07/14/1997 - 01/29/1998
ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)
CA
07/11/1997 - 01/23/1998
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MA
01/10/1997 - 07/17/1997
FIS SECURITIES, INC. (BOSTON MA)
NY
04/23/1994 - 07/08/1997
FLEET ENTERPRISES, INC. (NEW YORK NY)
NY
10/14/1993 - 12/03/1993
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BOTH
Issued 01/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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