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Andrew James Higney

Northwestern Mutual Investment Services, LLC

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About Andrew James Higney

Andrew Higney is a financial advisor at Northwestern Mutual Investment Services, LLC. Andrew has been in the financial services industry since April 1990, providing wealth management advice to clients in the Chicago area. Andrew has a strong track record of success in helping clients achieve their financial goals. Andrew specializes in helping individuals and families achieve their financial goals, with a focus on retirement planning, investment management, and college savings. Andrew is committed to providing his clients with personalized advice and service. Andrew is also a Chartered Financial Consultant.

Firm Information

Andrew Higney is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Andrew Higney’s Registration & Firm History

IL

10/30/2002 - Present

Northwestern Mutual Investment Services, LLC (CHICAGO IL)

WI

05/01/1990 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 12/13/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/25/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/21/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/21/1995

Series 12 - NYSE Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2002

Series 7 - General Securities Representative Examination

BC

Issued 04/30/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew James Higney.
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