Unclaimed
Andrew Heilig is a registered representative with Loop Capital Markets LLC. Andrew has been in the industry since 2001 and holds the Series 7, 55, 57TO and SIE licenses, along with the Series 63 license. Andrew is a registered representative in the state of Illinois. Previously, Andrew was a registered representative with KNIGHT CAPITAL MARKETS, LLC. and PETERS SECURITIES CO., LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
IL
04/25/2007 - Present
Loop Capital Markets LLC (CHICAGO IL)
NY
02/22/2001 - 05/14/2004
KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)
IL
11/09/1998 - 02/14/2001
PETERS SECURITIES CO., LP (CHICAGO IL)
BC
Issued 04/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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