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Andrew James Harte

Btig, LLC

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About Andrew James Harte

Andrew Harte is a financial professional with experience in the securities industry. Andrew is currently registered with Btig, LLC and is licensed to provide investment advice in all 50 states. Andrew has passed the Series 63, Series 86, Series 87, and SIE exams.

Firm Information

Andrew Harte is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Harte’s Registration & Firm History

IL

11/12/2019 - Present

Btig, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 11/22/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/12/2019

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/17/2019

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/14/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew James Harte.
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