Unclaimed
Andrew James Christie is a registered representative with Northwestern Mutual Investment Services, LLC, with over 9 years of experience in the financial services industry. Andrew specializes in providing investment advice and financial planning services to clients in various states across the United States. Andrew holds multiple professional licenses, including Series 6, 7, and 63 licenses, and the SIE exam. Andrew's commitment to professional excellence and client satisfaction ensures a comprehensive and personalized approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
10/08/2014 - Present
Northwestern Mutual Investment Services, LLC (Boulder CO)
BC
Issued 11/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/08/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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