Unclaimed
Andrew Babb is a financial advisor with Hornor, Townsend & Kent, LLC. Andrew is a Certified Financial Planner™ professional and holds FINRA Series 7 and 63 licenses. Andrew has experience in providing financial advice to individuals, businesses, and charitable organizations. Andrew is also a registered insurance broker and has been involved in insurance sales and services. Andrew has over 5 years of experience in the financial services industry. Andrew specializes in helping clients with financial planning, retirement planning, college savings, and estate planning. Andrew is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
CO
07/02/2024 - Present
Hornor, Townsend & Kent, LLC (LITTLETON CO)
CO
08/20/2018 - 08/16/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)
BC
Issued 09/25/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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