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Andrew James Alexander

PNC Capital Markets LLC

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About Andrew James Alexander

Andrew Alexander is a financial advisor with over 22 years of experience in the industry. Andrew is currently registered with PNC Capital Markets LLC, a FINRA and SEC-registered broker-dealer. Andrew has a broad range of licenses and certifications, including Series 7, 52TO, 79TO, SIE, and Series 63, which allows Andrew to provide a wide range of financial services to clients. Andrew holds registrations in all 50 states, Puerto Rico, and the District of Columbia, providing Andrew the flexibility to work with clients across the country.

Firm Information

Andrew Alexander is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Alexander’s Registration & Firm History

PA

07/28/2000 - Present

PNC Capital Markets LLC (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 07/24/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew James Alexander.
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