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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Riffle is a financial advisor with Morgan Stanley. Andrew has been working in the financial industry since November 24, 2007. Andrew is registered with the state of Ohio as both a Broker and an Investment Advisor Representative. Andrew is also registered as an Investment Advisor Representative in Texas. Andrew has earned the following securities licenses: Series 63, Series 65, Series 31, Series 7, and SIE. Andrew has been with Morgan Stanley since June 2009 and has over 14 years of experience in the financial industry. Andrew also works as a real estate rental property owner with GIANT, LLC in Cleveland, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
03/19/2020 - Present
Morgan Stanley (Cleveland OH)
OH
02/03/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CLEVELAND OH)
OH
01/01/2006 - 04/04/2006
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BC
Issued 02/20/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/31/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 02/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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