Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Gardner is a financial professional with over 17 years of experience in the financial services industry. Andrew holds several licenses, including the Series 6, Series 7, Series 63, and Series 65. Andrew is currently registered with Cetera Investment Advisers LLC. Previously, Andrew has held positions at LPL Financial LLC, MML Investors Services, LLC, MetLife Securities Inc., and Metropolitan Life Insurance Company. Andrew’s background demonstrates his commitment to providing financial advice and investment management services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (CROMWELL CT)
CT
07/03/2013 - 10/17/2014
PARK AVENUE SECURITIES LLC (MADISON CT)
CT
10/30/2012 - 05/28/2013
LPL FINANCIAL LLC (NEW HAVEN CT)
CT
11/29/2010 - 11/02/2012
MML INVESTORS SERVICES, LLC (FARMINGTON CT)
CT
06/26/2006 - 12/03/2010
METLIFE SECURITIES INC. (WETHERSFIELD CT)
CT
06/26/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SHELTON CT)
IA
Issued 08/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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