linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Andrew J Wohl

Santander US Capital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Andrew? Claim Your Profile

About Andrew J Wohl

Andrew Wohl is a financial advisor with Santander US Capital Markets LLC in New York, New York. Andrew has been working in the financial industry since 1994. Andrew is registered in New York and holds the Series 7, Series 63, Series 27, Series 99TO and SIE licenses. Andrew previously worked at Santander Investment Securities Inc., SG Americas Securities, LLC, Barclays Capital Inc., Merrill Lynch Professional Clearing Corp., Deutsche Bank Securities Inc., Fidelity Brokerage Services LLC, National Financial Services Corporation, Gruntal & Co. Incorporated, Josephthal Lyon & Ross Incorporated, First Choice Securities Corp., and Barrett Day Securities, Inc.

Firm Information

Andrew Wohl is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Andrew Wohl’s Registration & Firm History

NY

02/06/2023 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

05/06/2021 - 02/06/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

02/03/2010 - 11/08/2019

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

08/12/2008 - 02/05/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

10/18/2005 - 08/05/2008

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

01/17/2001 - 09/29/2005

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

RI

03/24/1998 - 01/18/2001

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MA

06/03/1996 - 03/24/1998

NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)

NY

09/08/1993 - 02/21/1996

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NY

07/19/1991 - 05/06/1992

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

NA

06/14/1991 - 07/23/1991

FIRST CHOICE SECURITIES CORP.

NY

10/05/1990 - 03/18/1991

BARRETT DAY SECURITIES, INC. (NEW YORK NY)

Not sure if Andrew J Wohl is right for you?

Licenses & Designations

BC

Issued 11/19/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/06/2006

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew J Wohl.
Not sure if Andrew J Wohl is right for you?