Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew J. Spears is a registered representative with J.P. Morgan Securities LLC. Andrew Spears has been in the industry since October 25, 2001. Andrew Spears is registered with the state of Delaware as an investment adviser representative and in New York as an investment adviser representative. Andrew Spears has a broad range of experience in the financial services industry. Andrew Spears has been a registered representative of J.P. Morgan Securities LLC since October 2012. Before that, Andrew Spears was a registered representative of Fifth Third Securities, Inc. and The Huntington Investment Company. Andrew Spears holds multiple licenses and certifications including Series 4, Series 6, Series 7, Series 24, Series 52, Series 53, and Series 63. Andrew Spears specializes in providing financial planning and investment advice to individuals, businesses, and institutions. Andrew Spears is committed to providing personalized service to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
05/03/2021 - Present
J.p. Morgan Securities LLC (Columbus OH)
OH
04/24/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
OH
08/05/2004 - 04/06/2006
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
09/22/2000 - 07/19/2004
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
IA
Issued 05/18/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2009
Series 4 - Registered Options Principal Examination
BC
Issued 09/28/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/05/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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