Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew J. Obrien is a registered representative with J.p. Morgan Securities LLC. Andrew has been in the securities industry since October 10, 2007. Andrew is registered with the state of Illinois and Texas. Andrew is also a registered investment advisor representative in Texas. Andrew has worked for Chase Investment Services Corp., Morgan Stanley & Co. Incorporated and J.p. Morgan Securities LLC. Andrew holds the Series 31, Series 66 and Series 7 licenses and the SIE exam. Andrew's firm, J.p. Morgan Securities LLC, has a long history of providing financial services to individuals and businesses. J.p. Morgan Securities LLC offers a wide range of financial services, including investment advice, brokerage services, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
07/14/2014 - Present
J.p. Morgan Securities LLC (SPRINGFIELD IL)
IL
08/27/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SPRINGFIELD IL)
IL
06/19/2008 - 07/20/2012
CHASE INVESTMENT SERVICES CORP. (SPRINGFIELD IL)
IL
08/23/2007 - 06/06/2008
MORGAN STANLEY & CO. INCORPORATED (SPRINGFIELD IL)
BOTH
Issued 09/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 08/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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