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Andrew J Montgomery

Zacks Investment Management, Inc.

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About Andrew J Montgomery

Andrew Montgomery is a registered investment advisor representative with Zacks Investment Management, Inc. based in Chicago, IL. Andrew is licensed in Illinois. Andrew has been in the industry since June 2013.

Firm Information

Andrew Montgomery is currently registered with Zacks Investment Management, Inc.. Zacks Investment Management, Inc. is an investment management firm based in Chicago, Illinois. They offer a range of services, including financial planning, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. The firm creates and manages quantitative investment models licensed to sponsors of UITS and ETFs. They manage over $10 billion in assets for various clients, including individuals, high net worth individuals, pension and profit sharing plans, corporations, and other investment advisors. They also offer wrap fee programs.
Zacks Investment Management, Inc.

10 S. RIVERSIDE PLAZA

CHICAGO, IL 60606

$10.56B

Assets Under Management

25

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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creates and manages quantitative investment models that are licensed to sponsors of uits and etfs

Creates and manages quantitative investment models that are licensed to sponsors of uits and etfs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Andrew Montgomery’s Registration & Firm History

IL

09/03/2020 - Present

Zacks Investment Management, Inc. (CHICAGO IL)

IL

05/21/2013 - 06/10/2019

LBMZ SECURITIES, INC. (CHICAGO IL)

IL

02/13/2012 - 07/16/2012

NATIONAL SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/28/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/14/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/09/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/22/2023

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew J Montgomery.
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