Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew J Lee is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Andrew has been in the industry since 2013 and holds Series 7, Series 63, Series 65, Series 24 and SIE licenses. Andrew is registered in 31 states and two Canadian provinces, and provides services to individuals, businesses, insurance companies, charitable organizations, pension and profit-sharing plans, corporations, and state and municipal governments. Previously, Andrew was registered with E*TRADE Securities LLC and Cambridge Investment Research, Inc. Andrew specializes in investment advisory services, performance measurement reports, allocation modeling, IPS, research reports and services, portfolio management for individuals and businesses, selection of other advisors, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
10/01/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ALPHARETTA GA)
GA
01/13/2016 - 07/29/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (ATLANTA GA)
GA
06/07/2013 - 01/06/2016
E*TRADE SECURITIES LLC (ALPHARETTA GA)
IA
Issued 05/11/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Andrew Lee is the right advisor for you? Invested Better is here to help.
