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Andrew J Lafemina

TD Securities (usa) LLC

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About Andrew J Lafemina

Andrew J Lafemina is a financial professional with over 30 years of experience in the securities industry. Andrew is currently registered with TD Securities (usa) LLC in New York, New York. Previously, Andrew was registered with Nomura Securities International, Inc., Bear, Stearns Securities Corp., Bear, Stearns & Co. Inc., CIBC Oppenheimer Corp., Morgan Stanley & Co., Incorporated, and Smith Barney, Harris Upham & Co., Incorporated. Andrew holds FINRA Series 7, 63, 99TO and SIE licenses.

Firm Information

Andrew Lafemina is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Lafemina’s Registration & Firm History

NY

04/06/2018 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

08/23/2004 - 04/24/2018

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

05/07/2004 - 09/01/2004

BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)

NY

11/06/1998 - 09/01/2004

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

07/01/1998 - 10/22/1998

CIBC OPPENHEIMER CORP. (NEW YORK NY)

NY

07/23/1996 - 06/24/1998

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

01/20/1993 - 06/20/1996

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

02/28/1991 - 07/26/1991

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/17/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew J Lafemina.
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