Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew J Gutierrez is a financial advisor with over 17 years of experience in the financial services industry. He is currently registered with Raymond James & Associates, Inc. and Morgan Stanley. Andrew J Gutierrez's previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley and Citigroup Global Markets Inc. Andrew J Gutierrez holds Series 7, Series 63, Series 66 and SIE licenses. Andrew J Gutierrez's areas of expertise include Financial Planning, Portfolio Management for Individuals and Businesses, Pension Consulting, Educational Seminars and Selection of Other Advisors. Andrew J Gutierrez specializes in providing financial advice to high-net-worth individuals, corporations and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
02/14/2025 - Present
Raymond James & Associates, Inc. (LAFAYETTE LA)
TX
02/05/2013 - 02/20/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN ANTONIO TX)
TX
07/14/2010 - 11/26/2012
MORGAN STANLEY (SAN ANTONIO TX)
TX
11/17/2005 - 10/25/2012
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
BOTH
Issued 04/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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