Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Giaimo is a financial professional with over 10 years of experience in the industry. Andrew is currently registered with Smbc Nikko Securities America, Inc. and has been with the firm since October 2020. Prior to that, Andrew was employed by BNP Paribas Securities Corp. from June 2010 until August 2020. Andrew holds the Series 7, Series 63, Series 52TO, Series 79 and SIE licenses. Andrew is registered in 51 states across the US.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/07/2020 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
06/29/2010 - 08/14/2020
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 11/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
Not sure Andrew Giaimo is the right advisor for you? Invested Better is here to help.
