Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew J Cook is a registered representative with Wells Fargo Clearing Services, LLC in the Gloversville, NY branch office. Andrew has been in the securities industry since 2012. Andrew specializes in investments for individuals, businesses, investment companies, pooled investment vehicles, charities, pensions and profit sharing plans, high net worth individuals, insurance companies, corporations and other businesses. Andrew is licensed in 32 states and has Series 7, Series 66, and SIE exams. Andrew was previously affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Latham, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/12/2019 - Present
Wells Fargo Clearing Services, LLC (GLOVERSVILLE NY)
NY
01/10/2012 - 04/15/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LATHAM NY)
BOTH
Issued 02/21/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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