Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Comatos is a financial professional with over 10 years of experience in the industry. Andrew is currently registered with Franklin Distributors, LLC and is licensed to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Andrew has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and AXA Advisors, LLC. Andrew has a strong background in investments and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
01/27/2016 - Present
Franklin Distributors, LLC (STAMFORD CT)
NY
08/14/2013 - 01/06/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW PALTZ NY)
NY
10/26/2011 - 06/11/2013
AXA ADVISORS, LLC (POUGHKEEPSIE NY)
BOTH
Issued 11/06/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/25/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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