Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Carolan is a Financial Advisor with bnp paribas securities corp. Andrew is a Registered Representative. Andrew is a Registered Principal (Series 27). Andrew is located in Jersey City, NJ and has been in the industry for over 11 years. Previous affiliations include: bnp paribas prime brokerage, inc. and nomura securities international, inc. Andrew has passed the Securities Industry Essentials (SIE) Exam, the Operations Professional Exam (Series 99), and the Financial and Operations Principal Examination (Series 27).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
03/12/2018 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
10/08/2012 - 07/09/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NY
11/01/2007 - 01/10/2008
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 10/25/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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