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Andrew J Braun

Northwestern Mutual Investment Services, LLC

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About Andrew J Braun

Andrew J Braun is a financial professional with over 30 years of experience in the financial services industry. Andrew is currently registered with Northwestern Mutual Investment Services, LLC and previously worked with Park Avenue Securities LLC, MML Investors Services, LLC, MetLife Securities Inc. and Metropolitan Life Insurance Company. Andrew's areas of expertise include investment research and referrals to other advisors. Andrew holds a Series 6, Series 26, Series 63, and Series 65 license. Andrew's office is located in West Chester, PA.

Firm Information

Andrew Braun is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Andrew Braun’s Registration & Firm History

PA

03/17/2017 - Present

Northwestern Mutual Investment Services, LLC (West Chester PA)

PA

04/18/2016 - 03/15/2017

PARK AVENUE SECURITIES LLC (WAYNE PA)

PA

01/08/2014 - 04/05/2016

MML INVESTORS SERVICES, LLC (EXTON PA)

DE

03/29/2005 - 12/10/2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WILMINGTON DE)

MA

06/17/2002 - 01/19/2005

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

MA

05/10/1989 - 02/06/2002

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/10/1989 - 02/06/2002

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/14/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/30/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/07/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew J Braun.
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