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Andrew Ip ping wah

SG Americas Securities, LLC

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About Andrew Ip ping wah

Andrew Ip ping wah is an active broker and has been in the industry since 2012. Andrew is currently registered with SG Americas Securities, LLC and is located in New York, NY. Previously, Andrew was registered with UBS Securities LLC and Credit Suisse Securities (USA) LLC. Andrew holds multiple securities licenses including Series 3, Series 7, Series 24, and Series 63.

Firm Information

Andrew Ip ping wah is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Ip ping wah’s Registration & Firm History

NY

07/01/2024 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

10/16/2023 - 07/16/2024

UBS SECURITIES LLC (NEW YORK NY)

NY

05/12/2015 - 10/17/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

FL

08/10/2012 - 04/14/2015

DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 08/23/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2015

Series 3 - National Commodity Futures Examination

BC

Issued 08/09/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Ip ping wah.
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