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Andrew Ikno Yi

Interactive Brokers LLC

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About Andrew Ikno Yi

Andrew Ikno Yi is a securities professional with over 15 years of experience in the financial services industry. Andrew Yi is currently registered with Interactive Brokers LLC. Prior to that, Andrew Yi was employed by MORGAN STANLEY & CO. LLC and FBR CAPITAL MARKETS & CO.. Andrew Yi holds the Series 7, Series 24, and SIE licenses. Andrew Yi is a dedicated financial professional committed to providing clients with personalized financial advice and investment strategies.

Firm Information

Andrew Yi is currently registered with Interactive Brokers LLC. Interactive Brokers LLC is a Limited Liability Company formed on March 9, 1998 and is approved to operate in all 50 U.S. states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Yi’s Registration & Firm History

CT

03/25/2019 - Present

Interactive Brokers LLC (GREENWICH CT)

NY

07/16/2014 - 01/15/2019

MORGAN STANLEY & CO. LLC (NEW YORK NY)

CA

05/24/2007 - 07/10/2014

FBR CAPITAL MARKETS & CO. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 06/21/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Ikno Yi.
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