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Andrew Ian Cott

Piper Sandler & Co.

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About Andrew Ian Cott

Andrew Cott is a financial advisor who has been in the industry since 1986. He is currently registered with Piper Sandler & Co. Andrew holds the Series 4, 7, 24, 63, 79TO, and SIE licenses. Andrew has held previous positions at Sandler, O'Neill & Partners, L.P. and Chase Manhattan Capital Markets Corporation. Andrew is registered in 25 states, and has been registered with Piper Sandler & Co. since 2020.

Firm Information

Andrew Cott is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Cott’s Registration & Firm History

FL

01/03/2020 - Present

Piper Sandler & Co. (West Palm Beach FL)

NY

01/18/1989 - 01/03/2020

SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)

NA

09/24/1986 - 10/26/1988

CHASE MANHATTAN CAPITAL MARKETS CORPORATION

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Licenses & Designations

BC

Issued 05/19/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/31/1992

Series 24 - General Securities Principal Examination

BC

Issued 07/19/1989

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Ian Cott.
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