Unclaimed
Andrew Hur is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm with over 1,200,000 client accounts and over $1 trillion in regulatory assets under management. Andrew has been in the industry since 2012, and holds a Series 6, 7, and 66 licenses as well as a Series 63 license. Andrew is registered to offer securities and investment advisory services in California, Texas, Florida, Massachusetts, Mississippi, Nevada, New York, North Carolina, Pennsylvania, and Washington. Before joining Merrill Lynch, Andrew worked at Citigroup and J.P. Morgan. Andrew offers investment advisory services and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/20/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EL SEGUNDO CA)
CA
01/11/2016 - 04/28/2017
CITIGROUP GLOBAL MARKETS INC. (Marina Del Rey CA)
CA
10/01/2012 - 01/05/2016
J.P. MORGAN SECURITIES LLC (LA CRESCENTA CA)
CA
07/10/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LA CRESCENTA CA)
BOTH
Issued 08/11/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2017
Series 7 - General Securities Representative Examination
BC
Issued 07/09/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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