Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Hunter Walker is a financial advisor with over 18 years of experience in the financial services industry. Andrew is currently registered with Cambridge Investment Research Advisors, Inc. in Virginia and Texas and has previously worked at Sanders Morris Harris Inc., QA3 Financial Corp., and National Planning Corporation. Andrew holds multiple securities licenses, including Series 6, 7, 63 and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
11/22/2011 - Present
Cambridge Investment Research Advisors, Inc. (HENRICO VA)
VA
11/03/2008 - 11/23/2011
SANDERS MORRIS HARRIS INC. (RICHMOND VA)
VA
12/06/2005 - 10/31/2008
QA3 FINANCIAL CORP. (RICHMOND VA)
CA
09/09/2004 - 11/29/2005
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IA
Issued 11/22/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/08/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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