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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew hung? Claim Your ProfileAndrew hung Nguyen is a financial advisor with Cetera Investment Advisers LLC. Andrew hung Nguyen has been in the financial industry since 2004. Cetera Investment Advisers LLC is an investment advisory firm with offices in Schaumburg, Illinois and San Jose, California. Andrew hung Nguyen is registered with the state of California and Texas. Andrew hung Nguyen has been a financial advisor for over 19 years, working previously at firms such as CETERA ADVISORS LLC, FOOTHILL SECURITIES, INC., and CUNA BROKERAGE SERVICES, INC. Andrew hung Nguyen's expertise includes financial planning, pension consulting, and portfolio management. Andrew hung Nguyen is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/12/2023 - Present
Cetera Investment Advisers LLC (SAN JOSE CA)
CA
11/02/2013 - 08/22/2019
CETERA ADVISORS LLC (SAN JOSE CA)
CA
01/11/2011 - 11/01/2013
FOOTHILL SECURITIES, INC. (SAN JOSE CA)
CA
01/08/2009 - 01/06/2011
CUNA BROKERAGE SERVICES, INC. (SAN JOSE CA)
CA
05/29/2007 - 03/17/2008
CITIGROUP GLOBAL MARKETS INC. (SAN JOSE CA)
CA
05/01/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN JOSE CA)
NY
02/05/2003 - 02/21/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
04/04/2000 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
BOTH
Issued 12/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/28/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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