Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew hung? Claim Your ProfileAndrew Hung Nguyen is a registered investment advisor representative, licensed in California. Andrew Hung Nguyen has been working in the financial industry since 2004. Andrew Hung Nguyen is currently employed by Cetera Investment Advisers LLC, and previously was registered with Cetera Advisors LLC, Foothill Securities, Inc., CUNA Brokerage Services, Inc., Citigroup Global Markets Inc., CitiCorp Investment Services, and Cal Fed Investments. Andrew Hung Nguyen has specializations in retirement planning, insurance, education planning, financial planning, estate planning and business planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/12/2023 - Present
Cetera Investment Advisers LLC (SAN JOSE CA)
CA
11/02/2013 - 08/22/2019
CETERA ADVISORS LLC (SAN JOSE CA)
CA
01/11/2011 - 11/01/2013
FOOTHILL SECURITIES, INC. (SAN JOSE CA)
CA
01/08/2009 - 01/06/2011
CUNA BROKERAGE SERVICES, INC. (SAN JOSE CA)
CA
05/29/2007 - 03/17/2008
CITIGROUP GLOBAL MARKETS INC. (SAN JOSE CA)
CA
05/01/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN JOSE CA)
NY
02/05/2003 - 02/21/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
04/04/2000 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
BOTH
Issued 12/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/9/2011
Series 7 - General Securities Representative Examination
BC
Issued 4/28/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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