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Andrew Howard Scott

T.r. Winston & Company, LLC

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About Andrew Howard Scott

Andrew Howard Scott has been in the financial industry since December 1996. Andrew is currently registered with T.r. Winston & Company, LLC and is located in Los Angeles, CA. Prior to joining T.r. Winston & Company, LLC, Andrew was affiliated with THINKEQUITY LLC, WESTPARK CAPITAL, INC., FELIX INVESTMENTS LLC, MAXIM GROUP LLC, LAIDLAW & COMPANY (UK) LTD., and SANDS BROTHERS & CO., LTD.. Andrew has passed the Series 7, Series 63, Series 24, Series 79, and SIE exams. Andrew is registered in California.

Firm Information

Andrew Scott is currently registered with T.r. Winston & Company, LLC. T.r. Winston & Company, LLC is a Limited Liability Company formed in August 2003. The firm is registered in all 50 states and the District of Columbia. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Scott’s Registration & Firm History

CA

05/17/2024 - Present

T.r. Winston & Company, LLC (LOS ANGELES CA)

NY

12/11/2018 - 12/31/2023

THINKEQUITY LLC (NEW YORK NY)

NY

11/12/2014 - 12/11/2018

WESTPARK CAPITAL, INC. (NEW YORK NY)

NJ

07/19/2012 - 06/02/2014

FELIX INVESTMENTS LLC (UPPER SADDLE RIVER NJ)

NY

03/10/2009 - 07/18/2012

MAXIM GROUP LLC (NEW YORK NY)

NY

08/19/2008 - 03/13/2009

LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)

NY

04/10/2006 - 07/23/2008

MAXIM GROUP LLC (NEW YORK NY)

NJ

10/31/2005 - 04/11/2006

T.R. WINSTON & COMPANY, LLC (BEDMINSTER NJ)

NY

11/27/2002 - 10/04/2005

MAXIM GROUP LLC (NEW YORK NY)

NY

03/18/2002 - 11/27/2002

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

NJ

03/07/1996 - 03/25/2002

M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)

NY

12/14/1995 - 02/23/1996

LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)

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Licenses & Designations

BC

Issued 01/29/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/07/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Andrew Howard Scott.
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