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Andrew Howard Brockington

Mutual OF America Securities LLC

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About Andrew Howard Brockington

Andrew Brockington is a financial advisor with over 10 years of experience in the industry. Andrew currently works at Mutual of America Securities LLC. Andrew is licensed to offer investment advice and sell securities in Georgia, North Carolina, and South Carolina. Andrew is also licensed to provide investment advice as an Investment Advisor Representative in Georgia. Andrew has passed the Series 6, 7, 63 and 65 exams and the Securities Industry Essentials Exam. Prior to joining Mutual of America Securities LLC, Andrew worked at Mutual of America Life Insurance Company, OneAmerica Securities, Inc., Scottrade, Inc. and SunTrust Investment Services, Inc.

Firm Information

Andrew Brockington is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Brockington’s Registration & Firm History

GA

10/16/2019 - Present

Mutual OF America Securities LLC (ATLANTA GA)

GA

10/16/2019 - 11/04/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (ATLANTA GA)

GA

02/20/2019 - 10/07/2019

ONEAMERICA SECURITIES, INC. (NORCROSS GA)

GA

03/02/2017 - 04/19/2017

SCOTTRADE, INC. (BROOKHAVEN GA)

GA

08/21/2013 - 04/26/2016

SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)

SC

01/21/2010 - 06/22/2012

NYLIFE SECURITIES LLC (COLUMBIA SC)

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Licenses & Designations

IA

Issued 02/04/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/06/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/19/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2014

Series 7 - General Securities Representative Examination

BC

Issued 01/19/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Howard Brockington.
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