Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Barnett has been in the financial services industry since June 17, 1985. Andrew is currently registered with Robert W. Baird & Co. Inc. and is based in Charleston, SC. Andrew has a variety of experience with several prior firms including WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., PRUDENTIAL-BACHE SECURITIES INC. and JOHN HANCOCK DISTRIBUTORS, INC. Andrew is licensed to provide financial advice and services to individuals and businesses in several states including California, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, New York, North Carolina, Ohio, Pennsylvania, South Carolina and Virginia. Andrew specializes in providing financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses, portfolio management for individuals, portfolio management for investment companies and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
SC
02/18/2011 - Present
Robert W. Baird & Co. Inc. (Charleston SC)
NC
01/01/2008 - 02/22/2011
WELLS FARGO ADVISORS, LLC (RALEIGH NC)
NC
01/08/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (RALEIGH NC)
NY
02/13/1986 - 01/18/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
04/25/1985 - 12/20/1985
JOHN HANCOCK DISTRIBUTORS, INC.
BOTH
Issued 04/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 11/11/1986
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 04/24/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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