Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Hoffman Underwood is a financial professional with over 17 years of experience in the industry. Currently, Andrew is registered with PNC Capital Markets LLC. Andrew has held previous roles at BARCLAYS CAPITAL INC. and Lehman Brothers Inc. Andrew has a strong background in the securities industry, holding licenses such as Series 7, Series 63, Series 79TO, and SIE. Andrew is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
03/05/2021 - Present
PNC Capital Markets LLC (ATLANTA GA)
GA
09/22/2008 - 03/04/2021
BARCLAYS CAPITAL INC. (ATLANTA GA)
NY
10/23/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
TN
06/10/2004 - 07/12/2005
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
BC
Issued 01/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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