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Andrew Hockey

Thornburg Investment Management Inc.

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About Andrew Hockey

Andrew Hockey is a financial advisor registered with the state of New Mexico and is currently employed with Thornburg Investment Management Inc. Andrew has been in the industry since June 19, 2019. Andrew has passed the Series 7TO, Series 63, and SIE exams. Andrew has a Chartered Financial Analyst designation. The firm, Thornburg Investment Management Inc. is a registered investment advisor. Thornburg Investment Management Inc. provides portfolio management for individuals, businesses, investment companies and pooled investment vehicles. The firm has a total of 750 discretionary accounts under management with assets totaling $41,832,394,631.

Firm Information

Andrew Hockey is currently registered with Thornburg Investment Management Inc.. Thornburg Investment Management Inc. is a Santa Fe, NM-based investment advisor with approximately $41.83 billion in regulatory assets under management. The firm offers portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. Thornburg Investment Management Inc. has over 88 registered representatives and 42 investment advisory professionals.
Thornburg Investment Management Inc.

2300 NORTH RIDGETOP ROAD

SANTA FE, NM 87506

$41.83B

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Andrew Hockey’s Registration & Firm History

NM

06/28/2019 - Present

Thornburg Investment Management Inc. (SANTA FE NM)

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Licenses & Designations

BC

Issued 08/23/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/08/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Hockey.
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