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Andrew Ho-yan Okon

Middlegate Securities Inc.

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About Andrew Ho-yan Okon

Andrew Ho-yan Okon is a registered representative with Middlegate Securities Inc. Andrew has been in the industry since June 16, 2024. Andrew holds the Series 99TO and SIE licenses.

Firm Information

Andrew Okon is currently registered with Middlegate Securities Inc.. Middlegate Securities Inc. is a Corporation formed in 1987 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Okon’s Registration & Firm History

NY

06/17/2024 - Present

Middlegate Securities Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/15/2024

Series 99TO - Operations Professional Examination

BC

Issued 03/26/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Ho-yan Okon.
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