Unclaimed
Andrew Livingston is a financial advisor with Mischler Financial Group, Inc. in Corona del Mar, CA. Andrew has over 18 years of experience in the financial services industry and is registered with the state of California, Connecticut, Hawaii, New York and North Carolina. Andrew is a Series 7, 24, 63, 99TO and SIE licensed professional. Andrew's previous experience includes time with VFINANCE INVESTMENTS, INC in Honolulu, HI, BANNOCKBURN PARTNERS, LLC in Syosset, NY, NOMURA SECURITIES INTERNATIONAL, INC. in New York, NY and KIDDER, PEABODY & CO. INCORPORATED in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/30/2012 - Present
Mischler Financial Group, Inc. (CORONA DEL MAR CA)
HI
06/07/2010 - 07/24/2012
VFINANCE INVESTMENTS, INC (HONOLULU HI)
NY
01/01/2010 - 06/08/2010
BANNOCKBURN PARTNERS, LLC (SYOSSET NY)
NY
02/14/1995 - 07/28/1995
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
06/17/1991 - 02/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 01/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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