Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Tolson is a financial professional with over 30 years of experience in the industry. Andrew is currently registered with Bofa Securities, Inc. in SAN FRANCISCO, CA and has been with the firm since May 2019. Prior to joining Bofa Securities, Inc., Andrew was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in SAN FRANCISCO, CA for over 27 years. Andrew holds a variety of licenses and certifications, including Series 3, 7, 9, 10, 23, 24, 55, 57TO, and SIE. Andrew is also registered in every state and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
05/10/2019 - Present
Bofa Securities, Inc. (SAN FRANCISCO CA)
CA
09/17/1992 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
NY
12/16/2009 - 01/22/2010
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
BC
Issued 09/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/13/2016
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 01/15/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/10/1996
Series 3 - National Commodity Futures Examination
BC
Issued 08/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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