Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Hawson is an investment advisor representative at LPL Financial LLC. Andrew has been in the financial services industry since October 25, 1982. Andrew is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Andrew is also registered with the state of New Jersey and New York. Andrew holds the Series 6, 7, 22, 65, and SIE licenses. Andrew has a long history of experience in the financial services industry, working previously at Financial Resources Group Investment Services, LLC, IFMG Securities, Inc., Essex National Securities, Inc., and John Hancock Distributors, Inc. Andrew is committed to providing his clients with personalized financial advice and investment management services. Andrew is a strong advocate for his clients and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (RIDGE NY)
NY
04/23/2018 - 10/04/2023
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (RIDGE NY)
NY
07/23/2001 - 05/27/2008
IFMG SECURITIES, INC. (STONY BROOK NY)
CA
08/30/1996 - 07/16/2001
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NA
08/01/1996 - 08/23/1996
ESSEX NATIONAL SECURITIES, INC.
MA
10/14/1982 - 08/01/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
10/14/1982 - 08/01/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 11/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/05/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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