Unclaimed
Andrew Arno has over 20 years of experience in the financial industry, having worked at various firms including W.R. Hambrecht + Co., LLC and The Shattan Group LLC. Andrew is currently a registered representative at William Blair, a firm with over 50 licensed agents and 399 registered representatives. Andrew holds a Series 7, Series 24, Series 63, and Series 79TO licenses. Andrew's current focus is providing financial planning and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
12/08/2004 - Present
William Blair (SAN FRANCISCO CA)
CA
06/21/2000 - 06/17/2002
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
NY
01/15/1999 - 12/20/1999
THE SHATTAN GROUP LLC (NEW YORK NY)
BC
Issued 10/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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