Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Harrison Peatross is a financial advisor registered with RBC Capital Markets, LLC, where he has been employed since November 2017. Prior to that, he was a financial advisor with Wells Fargo Clearing Services, LLC for eight years and with Scott & Stringfellow, LLC and SCOTT & STRINGFELLOW, INC. for a combined 10 years. Andrew specializes in the areas of public and private employee benefit plans, endowment funds, foundations, family trusts and various capital/operating funds. He is also registered with the state of North Carolina and holds Series 7, 9, 10, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/02/2017 - Present
RBC Capital Markets, LLC (RALEIGH NC)
NC
01/30/2009 - 11/03/2017
WELLS FARGO CLEARING SERVICES, LLC (RALEIGH NC)
NC
05/05/1999 - 02/12/2009
SCOTT & STRINGFELLOW, LLC (RALEIGH NC)
VA
01/20/1995 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NC
05/17/1988 - 02/08/1995
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
02/24/1988 - 05/24/1988
THOMSON MCKINNON SECURITIES INC.
NA
05/23/1986 - 02/24/1988
CAROLINA SECURITIES CORPORATION
BC
Issued 07/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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